| Topic | HORIZON-CL5-2027-02-D2-05 |
|---|---|
| Status | Forthcoming |
| Call | HORIZON-CL5-2027-02 — BATTERIES and ENERGY |
| Destination | Facilitating the clean and sustainable transition of the energy and transport sectors towards climate neutrality through cross-cutting solutions (2026-27) |
| Type of action | Innovation Actions |
| Opening | 3 December 2026 |
| Deadline | 31 March 2027 |
| Budget | around EUR 9.4 million per project · 2 projects expected · EUR 18.8 million in total |
| TRL at the end | TRL 6–7 |
| Part B page limit | 40 pages (standard application form; check your call) |
| Template | Work Programme 2026–2027 application form |
Expected outcomes
Projects should contribute to all of the expected outcomes. The topic says: “Proposals are expected to contribute to all following points:”
- EO1 Improving cost and recovery efficiency of existing scaled recycling technologies.
- EO2 Demonstrated technological solutions capable of efficiently recycling diverse feedstocks, including production scrap, and mixed lithium-ion battery chemistries.
- EO3 Improved European competitiveness by reducing EU dependence on imported raw materials through improved recycling processes.
- EO4 Demonstrable compliance with the targets and requirements set by the EU Batteries Regulation, including recycling efficiency and material recovery rates.
Expected impacts named in the destination
The wider, long-term effects the destination seeks. Your outcomes feed them; they are not project deliverables.
- EI1 Increased competitiveness and strategic autonomy of a complete EU value chain while maximizing sustainability.
- EI2 Reducing dependency on raw materials and upscaling processing capacity, also for recycled materials.
- EI3 Creating an integrated European battery sector for next generation batteries, from design to manufacturing and all the way to end of life, reducing environmental impact.
- EI4 Improving energy storage technologies to enhance the resilience of EU’s energy system, facilitating integration of renewable energy sources.
What evaluators will look for in this topic
Expected outcomes
- Projects should contribute to all of the expected outcomes.
- For each outcome (EO1 to EO4), name who will use or adopt your results (a specific group, not “industry” or “society”), how they get them, and the indicator that shows the change, with baseline, target and date.
- Use the topic's own words for each outcome, so the evaluator can tick it off.
What the scope asks for
Evaluators check the proposal against these sentences of the scope. Answer each one visibly, in the call's own words.
- “Proposals under this topic are expected to specifically address innovation actions that enhance the adaptability, flexibility, and operational efficiency of existing battery recycling processes.”
- “Projects are expected to explicitly target improvements for processing mixed input streams, particularly production scrap and various lithium-ion battery chemistries.”
- “Proposals are expected to clearly demonstrate technical innovations in black mass processing, resulting in the efficient recovery of high-purity battery-grade materials suitable for reintroduction into the European battery manufacturing value chain.”
- “Proposals are expected to address all of the following points:.”
- “Where required, proposals should include robust and digitalised sorting technologies and other advanced pre-treatment technologies.”
- “The Commission initiative for Safe and Sustainable by Design (SSbD) sets a framework for assessing the safety and sustainability of chemicals and materials which should be considered as a reference for project proposals.”
- “Whenever the expected exploitation of project results entails developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, the plan for the exploitation and dissemination of results must include a strategy for such exploitation.”
- “The exploitation plans are expected to include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan) indicating the possible funding sources to be potentially used (in particular the Innovation Fund).”
Conditions that shape the proposal
- Part B, sections 1–3: 40 pages (standard application form). Text beyond the limit is not read; tables and figures count.
- TRL: the topic expects TRL 6–7 by the end of the project. State where you start and the evidence for it.
- Innovation action: evaluators expect a plausible path to commercialisation and named first users or customers.
- Other Eligible Conditions: “In line with the “ restriction on control in innovation actions in critical technology areas ” delineated in General Annex B of the General Annexes, entities established in an eligible country but which are directly or indirectly controlled by China or by a legal entity established in China are not eligible to…”
- Other Eligible Conditions: “The Joint Research Centre (JRC) may participate as member of the consortium selected for funding as a beneficiary with zero funding, or as an associated partner. The JRC will not participate in the preparation and submission of the proposal - see General Annex B.”
Impact pathway and traps
- The scope expects pilots or demonstration. Name the sites, the partners who run them and what is measured there.
- The Joint Research Centre may take part. Decide whether its involvement helps, and say so if you include it.
- Life-cycle or safe-and-sustainable-by-design assessment is expected. Name the method and where in the work plan it runs.
- Market uptake is part of the scope. Evaluators look for a credible route to market with named first adopters.
- Policy or regulation is in scope. Name the policy owners you will reach and what you will give them.
- Keep outputs, outcomes and impacts apart: what you deliver, what changes when others use it, and the long-term effect.
- For each destination impact you claim, show which of your outcomes feeds it. Destination impacts are long-term effects, not project deliverables.
- Name the barriers outside the project (regulation, markets, user behaviour) that could block uptake, and what you will do if they do.
- Section 2.3 (the summary canvas) is optional on this call; the old split into scientific, economic and societal impact is no longer required.
The scope, as published
Proposals under this topic are expected to specifically address innovation actions that enhance the adaptability, flexibility, and operational efficiency of existing battery recycling processes. Projects are expected to explicitly target improvements for processing mixed input streams, particularly production scrap and various lithium-ion battery chemistries Proposals are expected to clearly demonstrate technical innovations in black mass processing, resulting in the efficient recovery of high-purity battery-grade materials suitable for reintroduction into the European battery manufacturing value chain. Proposals are expected to address all of the following points: Development and demonstration of recycling technologies capable of handling variable composition feedstocks, potentially within the same batch. Optimization of hydrometallurgical and/or pyrometallurgical processes for enhanced recovery rates of critical raw metals, aiming to at least achieve recovery efficiencies requirements set by the EU Batteries Regulation Detailed techno-economic assessments (TEA) and comprehensive life-cycle assessments (LCA), demonstrating significant improvements in energy efficiency, CO2 and ecological footprint reduction, and economic viability. Where required, proposals should include robust and digitalised sorting technologies and other advanced pre-treatment technologies. The Commission initiative for Safe and Sustainable by Design (SSbD) sets a framework for assessing the safety and sustainability of chemicals and materials which should be considered as a reference for project proposals. Whenever the expected exploitation of project results entails developing, creating, manufacturing and marketing a product or process, or in creating and providing a service, the plan for the exploitation and dissemination of results must include a strategy for such exploitation. The exploitation plans are expected to include preliminary plans for scalability, commercialisation, and deployment (feasibility study, business plan) indicating the possible funding sources to be potentially used (in particular the Innovation Fund). Proposals could consider the involvement of the European Commission's Joint Research Centre (JRC) whose contribution could consist of providing added value regarding various aspects of battery circularity and sustainability. For further information on the JRC’s possible contribution to the projects, please, search for additional publicly available information on the JRC’s website (EU Science Hub) on the NCP portal, or request specific information from the JRC ([email protected]) JRC will assure that all the other applicants receive the same information on the JRC’s possible contribution to the project (e.g., via the topic-specific FAQs under the Funding and Tenders Portal). This topic implements the co-programmed European Partnership on Batteries (Batt4EU). As such, projects resulting from this topic will be expected to report on the results to the European Partnership on Batteries (Batt4EU) in support of the monitoring of its KPIs.
Technology readiness, as published
Activities are expected to achieve TRL 6-7 by the end of the project – see General Annex B. Activities may start at any TRL. https://research-and-innovation.ec.europa.eu/research-area/industrial-research-and-innovation/key-enabling-technologies/chemicals-and-advanced-materials_en https://joint-research-centre.ec.europa.eu/laboratories-z/battery-energy-storage-testing_en JRC NCP | Horizon Europe…
Other topics in HORIZON-CL5-2027-02
- HORIZON-CL5-2027-02-D2-06 — Sustainable and Competitive Cell Production Techniques for Lithium-ion And…
- HORIZON-CL5-2027-02-D3-08 — Co-funding Strategic Energy Technology (SET) Plan renewable fuel value chains…
- HORIZON-CL5-2027-02-D3-09 — Innovative technologies and solutions to improve wave and tidal energy systems
- HORIZON-CL5-2027-02-D3-10 — Renewable Energy Valleys in Africa to increase energy security and energy…
- HORIZON-CL5-2027-02-D3-15 — Production technologies for solar photovoltaics beyond the state-of-the-art…
- HORIZON-CL5-2027-02-D3-24 — Large scale operational validation and upscaling of state-of-the-art…
- HORIZON-CL5-2027-02-D3-30 — Advancements in Direct Air Capture
- HORIZON-CL5-2027-02-D3-33 — Support to the SET Plan stakeholders’ groups in geothermal energy
Source and attribution
Topic text from the official topic page on the EU Funding & Tenders Portal, retrieved 19 October 2026. © European Union, reused under Commission Decision 2011/833/EU (CC BY 4.0). Changes: the expected outcomes and impacts are split into numbered statements, long passages are shortened, and the evaluator checklist is GrantWise's own commentary. Your call and the Work Programme always win; check them before you submit. GrantWise is independent and not affiliated with, endorsed by, or acting on behalf of the European Commission.